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IDEA Enforcement Challenged

Date: 12/16/2000

December 16, 2000

Parent Lead, Burdened with Individuals with Disabilities Education Act Enforcement Challenged

[Advocacy groups decry necessity for parent litigation to get any of

all 50 states to comply to the Individuals with Disabilities Education Act

(IDEA) as an unfair burden.]

http://www.copaa.net/national/ncd_report_statement.html

Statement of The Council of Parent Attorneys and Advocates on the report of

the National Council on Disability "Back to School on Civil Rights"

Toward Greater Accountability

The Council of Parent Attorneys and Advocates (COPAA) endorses the

investigative findings of the report of the National Council on Disability,

"Back to School on Civil Rights" ("NCD Report"). The NCD Report provides

full, fair and undeniable evidence that all fifty states have been and

continue to be out of compliance with the IDEA.

More to the point, the NCD Report's exhaustive documentation of this

failure casts serious doubts on the validity of the basic premises

underlying the IDEA compliance structure and process. A self-regulatory

monitoring system - federal oversight of state implementation of local

compliance - that does not achieve its desired goals after 25 years of

development and modification is incapable of assuring compliance.

By contrast, there is widespread agreement that compliance has been

significantly enhanced through litigation instituted by parents of children

with disabilities and their representatives. These improvements have

occurred despite the substantial impediments parents face in securing and

defending their children's right to the free and appropriate public

education promised by Congress.

COPAA does not believe that litigation by parents can or should be the

primary method for assuring compliance with IDEA. However, children with

disabilities cannot wait another two decades to secure the rights

established by IDEA. Accordingly, COPAA concludes that fundamental and

effective improvements in IDEA compliance can be substantially achieved by

"leveling the playing field" established by IDEA. It therefore recommends

changes to IDEA designed to achieve the following objectives:

$ Equal access to public information

$ Improved access to legal and advocacy assistance

$ Competent and impartial administrative hearing system

$ Independent systemic compliance mechanisms

Increased training and support of education and service providers

1. Equal Access to Public Information

The cost of access to many of the basic documents required by parents

and their representatives to ascertain what the law requires is prohibitive,

even though they are public information. By contrast, this information is

widely available to school districts and their advisors because it is funded

by taxpayers. This imbalance can be easily remedied through use of the

Internet as follows:

a) Require states immediately to post all current hearing decisions on

a public web site.

b) Require states to add historical hearing decisions over a sliding

scale period of up to three years depending upon the number of historical

decisions, e.g., those with the most decisions would have the longer time

period.

c) Require OSEP to post all "policy letters" (current and historical)

within two years (itself or through contractor).

d) Authorize a grant program for posting on public web site of state

and federal court decisions within three years, and include funding for

maintenance (updating).

2. Improved Access to Legal and Advocacy Assistance

School districts routinely have access to counsel; parents do not -

despite the possibility of recovering attorneys' fees. These are the facts:

parents cannot realistically expect to win administrative hearings without

an attorney; there are extremely few attorneys who represent parents; even

if an attorney is available, most parents simply cannot afford legal fees in

addition to the other financial burdens they must bear.

This has resulted in enormous inequities. School districts have denied

needed services knowing that their decisions cannot be reviewed pursuant to

IDEA's procedural safeguards. Parents who invoke those safeguards without

representation by an attorney stand little chance of success. And most

school district attorneys are far better equipped, by experience and

resources, to represent the district's interests.

This imbalance must be addressed by:

a) Authorizing a grant program to increase public and private legal

assistance, for example, financial support to fund one publicly supported

special education attorney or experienced advocate per every 20,000 children

in each state on IEPs through P &A's, etc.

b) Authorize Federal financial support to provide a basic (capped) fee

payment for private attorneys to represent those children who lack

resources.

c) Authorize a grant program for development of minimum criteria and

training for "advocates," e.g., persons with special knowledge, 20 USC

§1415(b)(1).

d) Authorize Federal financial support for "in-house ombudsman"

positions in school districts located in large metropolitan areas.

e) Establish extensive training programs about IDEA for juvenile court

systems - including judges, probation officers, prosecutors and public

defenders nationwide.

3. Competent and Impartial Administrative Hearing System

The integrity and utility of IDEA's procedural safeguards is

substantially premised on a competent and impartial administrative hearing

system. Based upon the available evidence, there are overwhelming

indications that many, perhaps most, state administrative hearing systems

meet neither of these criteria. A competent and impartial hearing system

benefits everyone, by reducing litigation and related costs, instilling

confidence in the system and assuring the realization of IDEA's goals.

Moreover, if courts could increasingly rely upon sound and well-reasoned

administrative hearing decisions, judicial burdens might even be reduced.

The following steps would go a long way toward providing a level playing

field:

a) Fund an independent study of all state due process systems, including

hearing structure and practices, hearing officer qualifications, hearing

officer authority, method of selection and training of hearing officers and

general review of fairness of decisions.

b) Propose the key elements of a model code for due process

procedures, including hearings, and alternative dispute resolutions, with

the objective of reducing the complexity and overall cost of hearings.

c) Require that each state's hearing officers be subject to the state'

s code of judicial ethics and require each state to have a mechanism for

complaints about hearing officers.

d) Specify the criteria for assuring that administrative hearing

officers are impartial (begin by barring attorneys who represent or, within

the last five years, have represented schools or parents, and persons who

were formerly employed by school districts).

e) Require that parent and advocacy groups participate and concur in

the selection and award of contracts for hearing officer training.

f) Bar the appearance in an administrative hearing of an attorney by a

school district where a parent appears alone or with a parent advocate.

g) Clarify that hearing officers have the authority and obligation,

when required by the facts of the case, to order all remedial steps

necessary to provide a child with FAPE including, when necessary,

system-wide (local or state) remedies.

h) Authorize and define criteria for "class actions" at an

administrative hearing level with special masters to address systemic issues

within specific districts.

4. Independent Systemic Compliance Mechanisms

A quarter century's experience with IDEA has provided valuable insight

into a complex system of oversight and litigation. Compliance with IDEA

would be significantly improved by the following steps:

a) Provide funding for NCD to conduct comprehensive reviews of the

state of IDEA compliance on a regular basis.

b) Develop explicit criteria for what constitutes noncompliance with

IDEA, define the consequences for noncompliance, and establish an

independent entity or office to seek compliance by state education

agencies.

c) Specifically authorize private actions against the Department of

Education for not enforcing IDEA and permit recovery of damages.

d) Contract with one independent entity in each state to respond to

complaints about the state and local education agencies. For example, state

control and responsibility for IDEA would be enhanced by establishing within

each state's attorney general's office a division to act upon complaints.

5. Increased Training and Support of Education and Service Providers

While it is difficult to isolate the most serious consequence of

Congress's failure to fully fund IDEA, certainly one of the worst effects

has been the failure of school systems to develop and implement the

statutory mandate for a Comprehensive System of Personnel Development.

Teachers and service providers cannot be expected to serve children with

disabilities if they have not been trained to do so - indeed, without such

training, attempts are quite likely to be counterproductive. The following

changes should be made:

a) To ensure licensure of teachers or, if teacher shortages exist and

waivers are being granted, funding should exist to ensure that a parent may

have the option of privately funded services up front during the time period

that a licensed teacher is not available.

b) Provide additional financial incentives to states who serve special

education students by the use of teachers who have status as master

teachers.

c) Establish a National Training Center for Teachers and Related

Services Personnel Who Work with Children with Disabilities to create and

design promising practices for teaching of the child with a disability.

Practices would be widely disseminated throughout the U.S. to help states

provide assistance to districts. Moreover, states experiencing severe

teacher shortages in special education areas could contract for additional

resource assistance to train teachers.

Many of the recommended changes, particularly those concerning public

information, legal and advocacy assistance, and the administrative hearing

system, do not require amendment of IDEA and can be undertaken immediately

by the U.S. Department of Education within existing statutory authority. For

this reason, we urge the Department to begin the rule-making process

necessary to implement these changes without hesitation or delay, as an

indication of its commitment to making IDEA work for its intended

beneficiaries: children with disabilities.

Sonja D. Kerr, Esq. S. James Rosenfeld, Esq.

Chair Executive Director

December 13, 2000 on behalf of the Board of Directors

Source: FEAT Daily Newsletter

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